Already using Vanta? Get the most out of your investment with our expert end-to-end management.

Already using Vanta? Get the most out of your investment with our expert end-to-end management.

Financial Controls You Can Certify With Confidence.

Financial Controls You Can Certify With Confidence.

Financial Controls You Can Certify With Confidence.

We manage your SOX controls, so your finance team can focus on closing the books.

We manage your SOX controls, so your finance team can focus on closing the books.

We manage your SOX controls, so your finance team can focus on closing the books.

Get SOX Ready

Get SOX Ready

Get SOX Ready

Section 302|Section 404DataSecurityAuditPreparationContinuousComplianceComplexFinancialControls
Section 302|Section 404DataSecurityAuditPreparationContinuousComplianceComplexFinancialControls

Why Invest in SOX?

A clean audit opinion isn't optional. It's required. SOX compliance is the standard that keeps your controls certifiable and your financials trusted.

SOX Journey

Your Clear Path to SOX Compliance

We ensure SOX compliance by validating Section 302 quarterly executive disclosure certifications and testing Section 404 annual internal financial controls to secure your formal auditor attestations.

Map your key financial reporting processes.

Integrate with your existing ERP and GL systems.

Hand off the heavy compliance lifting.

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Our Process

Scope & Assess

Scope & Assess

Identify exactly which processes and ERP modules impact financial reporting and what you need for SOX readiness.

Scope & Assess

Identify exactly which processes and ERP modules impact financial reporting and what you need for SOX readiness.

Design & Implement

Design & Implement

Let our experts design and implement the ITGC and process-level controls your auditors expect, without disrupting close cycles.

Design & Implement

Let our experts design and implement the ITGC and process-level controls your auditors expect, without disrupting close cycles.

Test & Validate

Test & Validate

Hand the control testing over to us. We manage the walkthroughs and handle all evidence requests from your external auditor.

Test & Validate

Hand the control testing over to us. We manage the walkthroughs and handle all evidence requests from your external auditor.

Certify & Maintain

Certify & Maintain

Stay compliant year-round with continuous control monitoring, deficiency remediation, and strategic support.

Certify & Maintain

Stay compliant year-round with continuous control monitoring, deficiency remediation, and strategic support.

Resources

The Modern Approach to Managed SOX

The Ultimate Guide to SOX Readiness

Download your ultimate guide

FAQs

Keep Closing the Books. We'll Handle Compliance.

Have questions?

 Find answers.

We want you to,

Breathe easier knowing your SOX controls are in expert hands.

Start your SOX journey

Start your SOX journey

Start your SOX journey

What's the difference between ITGC and process-level controls?

ITGCs cover the technology environment supporting financial systems—access, change management, and IT operations. Process-level controls are the specific procedures within a financial process, like revenue recognition or journal entries, that prevent or detect a material misstatement.

Do we need external auditor testing, or can we self-assess?

Public companies subject to SOX 404(b) require external auditor attestation. Smaller reporting companies may qualify for a 404(a) management-only assessment. We'll help you confirm which path applies to you.

What counts as a control deficiency vs. a material weakness?

A deficiency means a control didn't operate as designed. It becomes a significant deficiency or material weakness based on the size and likelihood of the misstatement it could cause to your financial statements.

How often do we need to test our SOX controls?

Key controls are typically tested annually, with walkthroughs and updated risk assessments whenever your ERP, processes, or organization change materially.

Does SOX apply if we're not yet publicly traded?

Not directly, but companies preparing for an IPO often build SOX-ready controls early to avoid a costly scramble post-listing and to give investors confidence in the numbers.

What happens after we pass our initial SOX audit?

We transition you into continuous governance. We maintain strict oversight of your controls to keep you perpetually audit-ready, empowering you to scale securely and confidently report to investors.